secwatch.observer — SEC 8-K summary
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Issuer:     Envirotech Vehicles, Inc. (EVTV)
CIK:        0001563568
Form:       8-K
Filed at:   2026-10-26T20:15:34+00:00
Accession:  0001437749-26-033520
Event type: regulatory
Sentiment:  positive
Materiality: 0.55
Item codes: 8.01
LLM model:  deepseek-v4.1-flash:cloud@v2

Azio AI regains Nasdaq $2.5M equity listing compliance after Q3 merger with Azio AI Corp
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- Nasdaq notified the company on April 29, 2026 that stockholders' equity was below the $2,500,000 required by Listing Rule 5550(b)(1) for the Capital Market.
- Nasdaq granted an extension on June 18, 2026 requiring a public report by October 26, 2026 showing compliance; this filing is that report.
- Q3 2026 business combination with Azio AI Corporation issued 2,460,351 common shares and 973,450 Series A Non-Voting Convertible Preferred to Legacy Azio holders.
- Also in Q3: warrants exercised for 450,000 shares and ~920,000 shares sold under the YA II PN standby equity agreement, proceeds used to reduce debenture principal.
- Nasdaq continues monitoring; if equity compliance is not evidenced at the next periodic report, the company may face delisting.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1563568/000143774926033520/0001437749-26-033520-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1563568/000143774926033520/adom20261026_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-26-033520

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