secwatch.observer — SEC 8-K summary ====================================== Issuer: FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (FCT) CIK: 0001282850 Form: 8-K Filed at: 2021-10-21T23:59:59+00:00 Accession: 0001445546-21-005153 Event type: leadership Sentiment: neutral Materiality: 0.30 Item codes: 5.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Denise M. Keefe appointed Trustee of First Trust funds effective Nov 1, 2021 ---------------------------------------------------------------------------- - Denise M. Keefe named Trustee for all First Trust exchange-traded, closed-end, mutual and variable insurance funds. - Keefe is EVP of Advocate Aurora Health; responsible for 4,000 employees in Continuing Health Division. - Also appointed to Audit, Valuation, and Nominating & Governance Committees for each fund. - Appointment effective November 1, 2021; no reportable transactions with the funds or advisor. - FTA had approximately $207 billion AUM as of September 30, 2021. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1282850/000144554621005153/0001445546-21-005153-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1282850/000144554621005153/fct_8k.htm HTML page: https://secwatch.observer/filing/0001445546-21-005153 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer