secwatch.observer — SEC 8-K summary ====================================== Issuer: CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. (CELZ) CIK: 0001187953 Form: 8-K Filed at: 2021-08-12T23:59:59+00:00 Accession: 0001477932-21-005384 Event type: debt Sentiment: neutral Materiality: 0.55 Item codes: 1.01, 2.03, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Creative Medical raises ~$3.8M via 15% OID senior notes and warrants -------------------------------------------------------------------- - Sold $4,456,176 principal amount of 15% OID senior notes for $3,787,750 in cash. - Notes mature Feb. 11, 2022; no interest except on default; not convertible. - Issued warrants to purchase 157,184,354 common shares at $0.02835/share, 5-year term. - Roth Capital received $312,750 placement fee and a warrant for 10,094,408 shares. - Net proceeds to be used for working capital and general corporate purposes. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1187953/000147793221005384/0001477932-21-005384-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1187953/000147793221005384/celz_8k.htm HTML page: https://secwatch.observer/filing/0001477932-21-005384 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer