---
schema_version: "secwatch.filing_event.v1"
accession: "0001477932-21-009015"
form_type: "8-K"
ticker: "CELZ"
cik: "0001187953"
company_name: "CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC."
filed_at: "2021-12-07T23:59:59+00:00"
generated_at: "2026-06-28T03:02:45.531053+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Creative Medical Technology Holdings prices $16M public offering, uplists to Nasdaq, appoints new directors

## Summary
- Priced 3.875M shares and warrants at $4.13 per combined unit; gross proceeds ~$16M.
- Common stock begins trading on Nasdaq Capital Market under ticker CELZ as of Dec 3, 2021.
- Thomas Ichim and Amit Patel resigned as directors; Michael Finger, Susan Snow, Bruce Urdang appointed.
- Proceeds to redeem $5.1M in senior notes, repurchase ~$195k of Series A preferred from CEO, fund clinical trials.
- Underwriter Roth Capital granted 45-day option for up to 581,250 additional shares/warrants.

## SEC filing metadata
- accession: 0001477932-21-009015
- form_type: 8-K
- ticker: CELZ
- cik: 0001187953
- company_name: CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC.
- filed_at: 2021-12-07T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 1.01, 3.01, 5.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1187953/000147793221009015/0001477932-21-009015-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1187953/000147793221009015/celz_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001477932-21-009015
- JSON: https://secwatch.observer/filing/0001477932-21-009015.json
- Plain text: https://secwatch.observer/filing/0001477932-21-009015.txt

## Key facts
- Executive change
  Michael H. Finger was appointed as Director at CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC..
  - Action: appointed
  - Role: Director
  source text: Michael H. Finger, Susan Snow and Bruce S. Urdang were appointed to serve as directors of the Company.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1187953/000147793221009015/0001477932-21-009015-index.htm
- Executive change
  Thomas Ichim resigned as Director at CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC..
  - Action: resigned
  - Role: Director
  source text: Drs. Thomas Ichim and Amit Patel resigned as directors of the Company;
  evidence_url: https://www.sec.gov/Archives/edgar/data/1187953/000147793221009015/0001477932-21-009015-index.htm
- Executive change
  Bruce S. Urdang was appointed as Director at CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC..
  - Action: appointed
  - Role: Director
  source text: Michael H. Finger, Susan Snow and Bruce S. Urdang were appointed to serve as directors of the Company.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1187953/000147793221009015/0001477932-21-009015-index.htm
- Executive change
  Amit Patel resigned as Director at CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC..
  - Action: resigned
  - Role: Director
  source text: Drs. Thomas Ichim and Amit Patel resigned as directors of the Company;
  evidence_url: https://www.sec.gov/Archives/edgar/data/1187953/000147793221009015/0001477932-21-009015-index.htm
- Executive change
  Susan Snow was appointed as Director at CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC..
  - Action: appointed
  - Role: Director
  source text: Michael H. Finger, Susan Snow and Bruce S. Urdang were appointed to serve as directors of the Company.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1187953/000147793221009015/0001477932-21-009015-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.