secwatch.observer — SEC 8-K summary ====================================== Issuer: CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. (CELZ) CIK: 0001187953 Form: 8-K Filed at: 2022-05-04T23:59:59+00:00 Accession: 0001477932-22-002950 Event type: other_material Sentiment: neutral Materiality: 0.70 Item codes: 1.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Creative Medical raises ~$17M in private placement with institutional investors ------------------------------------------------------------------------------- - Company sold 2,991,669 shares, 4,563,887 pre-funded warrants ($0.0001 exercise), and 15,111,112 common warrants ($2.00; 5-year term) at $2.25 per combined unit. - Gross proceeds of approximately $17 million; net after placement agent fees of $1.36 million and warrants to Roth for 1,133,333 shares. - Directors and officers signed 90-day lock-up agreements triggered by registration effectiveness or Rule 144 eligibility. - Company agreed to file registration statement covering resale of shares and warrant shares under Registration Rights Agreement. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1187953/000147793222002950/0001477932-22-002950-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1187953/000147793222002950/celz_8k.htm HTML page: https://secwatch.observer/filing/0001477932-22-002950 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer