secwatch.observer — SEC 8-K summary
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Issuer:     CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. (CELZ)
CIK:        0001187953
Form:       8-K
Filed at:   2022-05-04T23:59:59+00:00
Accession:  0001477932-22-002951
Event type: other_material
Sentiment:  neutral
Materiality: 0.75
Item codes: 1.01, 3.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Creative Medical raises $17M in PIPE with shares, pre-funded & common warrants
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- Gross proceeds ~$17M from sale of 2,991,669 shares, pre-funded warrants for 4,563,887 shares, and common warrants for 15,111,112 shares at $2.25/unit.
- Common warrants have 5-year term, exercise price $2.00; pre-funded warrants have $0.0001 exercise price, no expiration.
- Placement agent Roth Capital received $1.36M cash fee and warrant for 1,133,333 shares with same terms as common warrants.
- Directors and officers agreed to 90-day lock-up from earliest of registration effective date or Rule 144 sale.
- Company committed to file resale registration statement for all shares and warrant shares issued.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1187953/000147793222002951/0001477932-22-002951-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1187953/000147793222002951/celz_8k.htm
  HTML page:      https://secwatch.observer/filing/0001477932-22-002951

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer