---
schema_version: "secwatch.filing_event.v1"
accession: "0001477932-23-005519"
form_type: "8-K"
ticker: "COSM"
cik: "0001474167"
company_name: "Cosmos Health Inc."
filed_at: "2023-07-25T23:59:59+00:00"
generated_at: "2026-06-13T03:03:22.455322+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Cosmos Health raises $5.25M via registered direct offering and private placement; CEO participates $450K

## Summary
- Issued 2,116,936 common shares, 715,323 pre-funded warrants, and 1,935,484 common warrants in a $5.25M offering.
- Combined purchase price per share and warrant was $2.48; common warrant exercise price $2.75, expiring in 5 years.
- CEO Grigorios Siokas invested $450,000 in common shares; no warrants issued to him.
- Existing warrants on 782,610 shares amended: exercise price reduced from $11.50 to $2.75 per share.
- Net proceeds primarily for working capital, general corporate purposes, and funding acquisitions.

## SEC filing metadata
- accession: 0001477932-23-005519
- form_type: 8-K
- ticker: COSM
- cik: 0001474167
- company_name: Cosmos Health Inc.
- filed_at: 2023-07-25T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1474167/000147793223005519/0001477932-23-005519-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1474167/000147793223005519/cosm_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001477932-23-005519
- JSON: https://secwatch.observer/filing/0001477932-23-005519.json
- Plain text: https://secwatch.observer/filing/0001477932-23-005519.txt

## Key facts
- Material Agreements
  Cosmos Health Inc. entered into Securities Purchase Agreement with certain institutional investors and existing shareholders valued at approximately $5,250,000 (effective 2023-07-20).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: certain institutional investors and existing shareholders
  - Value: approximately $5,250,000
  - Effective: 2023-07-20
  source text: On July 20, 2023, Cosmos Health Inc. (“we,” “our,” “us,” or the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain institutional investors and existing shareholders (the “Purchasers”), for a registered direct offering and a concurrent private placement.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1474167/000147793223005519/0001477932-23-005519-index.htm
- Material Agreements
  Cosmos Health Inc. entered into Placement Agency Agreement with A.G.P./Alliance Global Partners (effective 2023-07-20).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: A.G.P./Alliance Global Partners
  - Effective: 2023-07-20
  source text: Pursuant to a Placement Agency Agreement dated July 20, 2023, the Company engaged A.G.P./Alliance Global Partners as sole Placement Agent in connection with the Offering.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1474167/000147793223005519/0001477932-23-005519-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.