secwatch / observer
8-K filed March 21, 2024, 7:59 PM ET CIK 0001675634
debt confidence high sentiment neutral materiality 0.55

ShiftPixy prices ~$5M unit offering at $4.25; existing warrants amended

ShiftPixy, Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

ShiftPixy, Inc. entered into Purchase Agreement with an investor (effective 2024-03-19).

Action
entry
Agreement
equity purchase
Counterparty
an investor
Effective
2024-03-19
Exact text from the filing
On March 19, 2024, ShiftPixy, Inc. (the “Company”) priced a “reasonable best efforts” offering (the “Offering”) for the sale by the Company of an aggregate of 590,000 shares of common stock, 586,470 pre-funded warrants (the “Pre-funded Warrants”), and 1,176,470 common warrants (“Common Warrants”) pursuant to a securities purchase agreement with an investor (“Purchase Agreement”).
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

ShiftPixy, Inc. amended Engagement Agreement with A.G.P./Alliance Global Partners (effective 2024-03-18).

Action
amendment
Agreement
underwriting
Counterparty
A.G.P./Alliance Global Partners
Effective
2024-03-18
Exact text from the filing
A.G.P./Alliance Global Partners acted as placement agent for the Offering and received a fee of 7% of the gross proceeds, and reimbursement of certain expenses, pursuant to an engagement agreement between the Company and AGP, dated January 8, 2024, as amended on March 18, 2024 (as amended, the “Engagement Agreement”).
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.7

ShiftPixy, Inc. amended Warrant Amendment with an investor (effective 2024-03-21).

Action
amendment
Agreement
equity purchase
Counterparty
an investor
Effective
2024-03-21
Exact text from the filing
Effective upon closing of the Offering, pursuant to an amendment to common stock purchase warrants (the “Warrant Amendment”), the exercise price of an aggregate of 97,850 outstanding warrants the Company issued to an investor in July 2022 and July 2023 was reduced to $4.25 and the term of these warrants was extended such that they will expire on March 21, 2029.
View on SEC.gov

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Source: SEC EDGAR
accession 0001477932-24-001402
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