{"schema_version":"secwatch.filing_event.v1","accession":"0001477932-24-001613","form_type":"8-K","ticker":null,"cik":"0001675634","company_name":"ShiftPixy, Inc.","filed_at":"2024-03-29T23:59:59+00:00","discovered_at":"2026-05-14T18:03:25.074182+00:00","generated_at":"2026-06-04T05:25:15.681407+00:00","sec_items":["3.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"confidence":"high","headline":"ShiftPixy receives Nasdaq non-compliance notice for July 2023 offering; 45 days to respond","bullets":["Received Nasdaq Staff letter on March 28, 2024, for failing to obtain shareholder approval under Rule 5635(d) for July 2023 best-efforts offering.","Offering of 2,066,667 units at $1.50 per unit represented >20% of outstanding shares; one investor bought 96%.","Staff determined offering was not a 'public offering' due to placement agency A.G.P./Alliance Global Partners and concentrated purchaser.","Company has 45 calendar days to submit a compliance plan; no immediate delisting effect.","If plan accepted, Nasdaq may grant up to 180-day extension to evidence compliance."],"urls":{"canonical":"https://secwatch.observer/filing/0001477932-24-001613","json":"https://secwatch.observer/filing/0001477932-24-001613.json","markdown":"https://secwatch.observer/filing/0001477932-24-001613.md","text":"https://secwatch.observer/filing/0001477932-24-001613.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1675634/000147793224001613/0001477932-24-001613-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1675634/000147793224001613/pixy_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-04T05:25:15.681407+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"caf8c82164cd5e35f7bbcfc03ba59c16b4a16b36","claim":"ShiftPixy, Inc. received a nasdaq noncompliance notice notice regarding other (rules 5635(d)).","evidence_excerpt":"March 28, 2024, ShiftPixy, Inc. (the “Company”) received a letter (the “Nasdaq Letter”) from the staff of the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”), which notifies the Company that the Staff has determined that the Company failed to comply with Nasdaq’s shareholder approval requirements set forth in Listing Rule 5635(d),1 which requires prior shareholder approval for transactions, other than public offerings, involving the issuance of 20% or more of the pre-transaction shares outstanding at less than the Minimum Price. As set forth in the let","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1675634/000147793224001613/0001477932-24-001613-index.htm","confidence":0.9,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"noncompliance notice"},{"label":"Rules","value":"5635(d)"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}