secwatch.observer — SEC 8-K summary
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Issuer:     Cosmos Health Inc. (COSM)
CIK:        0001474167
Form:       8-K
Filed at:   2024-04-19T23:59:59+00:00
Accession:  0001477932-24-002262
Event type: regulatory
Sentiment:  negative
Materiality: 0.80
Item codes: 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Cosmos Health receives Nasdaq late-filing notice for 2023 10-K; 60 days to submit compliance plan
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- Notice received April 17, 2024 for failure to file annual Form 10-K for FY 2023 by due date.
- Company has 60 calendar days to submit a plan to Nasdaq; extension up to 180 days possible if plan accepted.
- No immediate impact on listing, but a non-compliance indicator will be broadcast.
- CEO Greg Siokas states team is working diligently to regain compliance in short order.
- If plan is rejected, company can appeal to a Nasdaq hearings panel.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1474167/000147793224002262/0001477932-24-002262-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1474167/000147793224002262/cosm_8k.htm
  HTML page:      https://secwatch.observer/filing/0001477932-24-002262

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