secwatch.observer — SEC 8-K summary
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Issuer:     Cosmos Health Inc. (COSM)
CIK:        0001474167
Form:       8-K
Filed at:   2024-09-27T23:59:59+00:00
Accession:  0001477932-24-005967
Event type: other_material
Sentiment:  positive
Materiality: 0.85
Item codes: 1.01, 3.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Cosmos Health enters warrant exchange agreement, issues 9.7M new warrants at $0.95
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- Holder exercised 4,874,126 December 2023 warrants at reduced price of $0.8701 per share.
- Company issued 9,748,252 new 2024 warrants (Series A & B) exercisable after stockholder approval.
- Series A warrants have 5-year term; Series B warrants have 18-month term; both at $0.95 strike.
- A.G.P./Alliance Global Partners acted as financial advisor for the inducement transaction.
- New warrants are unregistered securities issued under Section 4(a)(2) and Regulation D.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1474167/000147793224005967/0001477932-24-005967-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1474167/000147793224005967/cosm_8k.htm
  HTML page:      https://secwatch.observer/filing/0001477932-24-005967

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