---
schema_version: "secwatch.filing_event.v1"
accession: "0001477932-25-008662"
form_type: "8-K"
ticker: "UPXI"
cik: "0001775194"
company_name: "UPEXI, INC."
filed_at: "2025-11-28T23:59:59+00:00"
generated_at: "2026-05-16T16:12:38.410671+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Upexi raises $10M in private placement of common stock and warrants at $3.04/unit

## Summary
- Sold 3,289,474 shares and warrants for 3,289,474 shares at $3.04/unit; warrants exercisable at $4 for 48 months.
- Gross proceeds ~$10M upfront, potential $13M more from warrant exercise; net for working capital and SOL max return strategy.
- Pricing at 1.3x premium to fully-loaded mNAV, accretive to adjusted Solana per share; closing expected Dec 1, 2025.
- A.G.P./Alliance Global Partners acted as sole placement agent; resale registration to be filed within 5 days after closing.

## SEC filing metadata
- accession: 0001477932-25-008662
- form_type: 8-K
- ticker: UPXI
- cik: 0001775194
- company_name: UPEXI, INC.
- filed_at: 2025-11-28T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1775194/000147793225008662/0001477932-25-008662-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1775194/000147793225008662/upxi_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001477932-25-008662
- JSON: https://secwatch.observer/filing/0001477932-25-008662.json
- Plain text: https://secwatch.observer/filing/0001477932-25-008662.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.