secwatch.observer — SEC 8-K summary ====================================== Issuer: UPEXI, INC. (UPXI) CIK: 0001775194 Form: 8-K Filed at: 2025-12-05T23:59:59+00:00 Accession: 0001477932-25-008815 Event type: other_material Sentiment: neutral Materiality: 0.65 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Upexi closes $10M private placement of common stock and warrants, potential $13M more from warrant exercise -------------------------------------------------------------------------------- - Closed private placement of 3,289,474 common shares and warrants at $3.04/unit, gross proceeds $10M. - Potential additional $13M if warrants fully exercised; net proceeds for working capital and SOL strategy. - Filed registration statement for resale of shares; A.G.P./Alliance Global Partners served as placement agent. - Management to present at Benchmark Discovery 1x1, Solana Breakpoint, and Webull CCS webinar in December. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1775194/000147793225008815/0001477932-25-008815-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1775194/000147793225008815/upxi_8k.htm HTML page: https://secwatch.observer/filing/0001477932-25-008815 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer