---
schema_version: "secwatch.filing_event.v1"
accession: "0001477932-25-009234"
form_type: "8-K"
ticker: "SOBR"
cik: "0001425627"
company_name: "SOBR Safe, Inc."
filed_at: "2025-12-30T23:59:59+00:00"
generated_at: "2026-05-16T11:58:00.176238+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# SOBRsafe closes $2M private placement of common stock and warrants

## Summary
- Gross proceeds of $2.0M from sale of 1,290,324 shares (or pre-funded warrants), Series C and D warrants.
- Warrants exercise price $1.30 per share; Series C expires in 5 years, Series D in 24 months from registration effective date.
- H.C. Wainwright acted as exclusive placement agent; $33,333 tail fee paid to Aegis Capital Corp.
- Net proceeds used for working capital and general corporate purposes; resale registration statement to be filed.

## SEC filing metadata
- accession: 0001477932-25-009234
- form_type: 8-K
- ticker: SOBR
- cik: 0001425627
- company_name: SOBR Safe, Inc.
- filed_at: 2025-12-30T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 3.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1425627/000147793225009234/0001477932-25-009234-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1425627/000147793225009234/sobr_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001477932-25-009234
- JSON: https://secwatch.observer/filing/0001477932-25-009234.json
- Plain text: https://secwatch.observer/filing/0001477932-25-009234.txt

## Source-grounded claims
- claim_id: 3b4231efb754d504228ecfc3a309294f5f98b6ba
  claim: SOBR Safe, Inc. entered into Securities Purchase Agreement with certain institutional investors valued at $2,000,002.20 (effective 2025-12-24).
  evidence_excerpt: On December 24, 2025, SOBR Safe, Inc., a Delaware corporation (the "Company"), entered into a private placement transaction (the "Private Placement"), pursuant to a Securities Purchase Agreement (the "Purchase Agreement") with certain institutional investors (the "Purchasers") for aggregate gross proceeds of $2,000,002.20, before deducting fees to the placement agent and other expenses payable by the Company in connection with the Private Placement.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1425627/000147793225009234/0001477932-25-009234-index.htm
- claim_id: 7d35227dfc962ce5c6842fdec9222951b683527d
  claim: SOBR Safe, Inc. entered into Placement Agent Agreement with H.C. Wainwright & Co., LLC valued at cash placement fee equal to 7.5% of the gross cash proceeds received at Closing (effective 2025-12-22).
  evidence_excerpt: On December 22, 2025, the Company entered into a letter of engagement (the "Placement Agent Agreement") with HCW, pursuant to which HCW agreed to serve as the exclusive placement agent for the Company in connection with the Private Placement.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1425627/000147793225009234/0001477932-25-009234-index.htm
- claim_id: a75e226453458e6df28d4ab077c3713122061d8b
  claim: SOBR Safe, Inc. entered into Registration Rights Agreement with certain institutional investors (Purchasers) valued at Company shall file resale registration statement within 20 calendar days; to be effective within 60 (effective 2025-12-24).
  evidence_excerpt: On December 24, 2025, the Company and the Purchasers entered into a Registration Rights Agreement (the "Registration Rights Agreement") whereby the Company has undertaken to file a resale registration statement covering all of the shares of Common Stock, shares underlying the Warrants, and shares underlying the Placement Agent Warrants.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1425627/000147793225009234/0001477932-25-009234-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.