---
schema_version: "secwatch.filing_event.v1"
accession: "0001477932-26-000638"
form_type: "8-K"
ticker: "UPXI"
cik: "0001775194"
company_name: "UPEXI, INC."
filed_at: "2026-02-04T23:59:59+00:00"
generated_at: "2026-05-16T05:00:00.618821+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.4
calibrated_materiality_score: 0.4
confidence: "high"
source: SEC EDGAR
---

# Upexi enters at-the-market equity distribution agreement with A.G.P./Alliance Global Partners

## Summary
- Common Stock Sales Agreement allows Upexi to sell shares from time to time via ATM offerings.
- Sales Agent receives 3.0% commission on gross proceeds from each sale.
- Shares issued under existing Form S-3 shelf registration (effective Jan 8, 2026).
- No maximum offering amount specified; sales depend on market conditions and company instruction.
- Provides flexible capital-raising mechanism without a fixed commitment from the agent.

## SEC filing metadata
- accession: 0001477932-26-000638
- form_type: 8-K
- ticker: UPXI
- cik: 0001775194
- company_name: UPEXI, INC.
- filed_at: 2026-02-04T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.4
- calibrated_materiality_score: 0.4
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1775194/000147793226000638/0001477932-26-000638-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1775194/000147793226000638/upxi_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001477932-26-000638
- JSON: https://secwatch.observer/filing/0001477932-26-000638.json
- Plain text: https://secwatch.observer/filing/0001477932-26-000638.txt

## Key facts
- Material Agreements
  UPEXI, INC. entered into Common Stock Sales Agreement with A.G.P./Alliance Global Partners (effective 2026-01-30).
  - Action: entry
  - Agreement: atm program
  - Counterparty: A.G.P./Alliance Global Partners
  - Effective: 2026-01-30
  source text: On January 30, 2026, Upexi, Inc., a Delaware corporation (the “Company”), entered into a Common Stock Sales Agreement (the “Sales Agreement”) with A.G.P./Alliance Global Partners (the “Sales Agent”), pursuant to which the Company may offer and sell, from time to time, through the Sales Agent, shares of the Company’s common stock, par value $0.00001 per share (the “Common Stock”), in an “at-the-market” offering as defined in Rule 415(a)(4) under the Securities Act of 1933, as amended (the “Securities Act”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1775194/000147793226000638/0001477932-26-000638-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.