{"schema_version":"secwatch.filing_event.v1","accession":"0001477932-26-000712","form_type":"8-K","ticker":"UPXI","cik":"0001775194","company_name":"UPEXI, INC.","filed_at":"2026-02-09T23:59:59+00:00","discovered_at":"2026-05-14T18:02:36.136142+00:00","generated_at":"2026-05-16T03:55:11.328939+00:00","sec_items":["1.01","8.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"confidence":"high","headline":"Upexi raises $7.4M in registered direct offering of 6.34M shares and warrants at $1.17/unit","bullets":["Gross proceeds of $7.4M; warrants exercisable at $1.50 for 5 years with forced conversion at $5.00.","Prior warrants amended: exercise price cut from $4.00 to $2.83, redemption trigger from $8.50 to $7.00.","Net proceeds for working capital, general corporate purposes, and internally managed SOL maximum return strategy.","A.G.P./Alliance Global Partners acts as sole placement agent; 5% cash fee plus expenses.","Officers and directors subject to 15-day lock-up; company restricted from further equity issuance for 15 days."],"urls":{"canonical":"https://secwatch.observer/filing/0001477932-26-000712","json":"https://secwatch.observer/filing/0001477932-26-000712.json","markdown":"https://secwatch.observer/filing/0001477932-26-000712.md","text":"https://secwatch.observer/filing/0001477932-26-000712.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1775194/000147793226000712/0001477932-26-000712-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1775194/000147793226000712/upxi_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-16T03:55:11.328939+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"418a3d7fba7a83f1091303a3e07e20d5f504cf48","claim":"UPEXI, INC. amended Amended Warrant with the Purchaser.","evidence_excerpt":"Effective upon the closing of the Offering, such warrants were amended (the “Amended Warrant”) to reduce the exercise price from $4.00 per share to $2.83 per share and to reduce the redemption price trigger from $8.50 per share to $7.00 per share.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1775194/000147793226000712/0001477932-26-000712-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"amendment"},{"label":"Counterparty","value":"the Purchaser"}],"fact_type":"material_agreement"},{"claim_id":"76c394006945e170403c73d5b9a95827aa4512b9","claim":"UPEXI, INC. entered into Purchase Agreement with a single institutional investor valued at approximately $7.4 million (effective 2026-02-06).","evidence_excerpt":"On February 6, 2026, Upexi, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with a single institutional investor (the “Purchaser”) for the issuance and sale of 6,337,000 shares (the “Shares”) of the Company’s common stock, par value $0.00001 per share (the “Common Stock”) and accompanying warrants (the “Warrants”)","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1775194/000147793226000712/0001477932-26-000712-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"equity purchase"},{"label":"Counterparty","value":"a single institutional investor"},{"label":"Value","value":"approximately $7.4 million"},{"label":"Effective","value":"2026-02-06"}],"fact_type":"material_agreement"},{"claim_id":"87cbc986fb0f8e2e24b22d0034a8ea2df09dc705","claim":"UPEXI, INC. entered into Placement Agency Agreement with A.G.P./Alliance Global Partners (effective 2026-02-06).","evidence_excerpt":"the Company entered into a Placement Agency Agreement, dated February 6, 2026 (the “Placement Agency Agreement”) with A.G.P./Alliance Global Partners (“A.G.P” or the “Placement Agent”), which acted as the exclusive placement agent on a reasonable best efforts basis.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1775194/000147793226000712/0001477932-26-000712-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"underwriting"},{"label":"Counterparty","value":"A.G.P./Alliance Global Partners"},{"label":"Effective","value":"2026-02-06"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}