secwatch.observer — SEC 8-K summary
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Issuer:     UPEXI, INC. (UPXI)
CIK:        0001775194
Form:       8-K
Filed at:   2026-02-09T23:59:59+00:00
Accession:  0001477932-26-000712
Event type: other_material
Sentiment:  neutral
Materiality: 0.65
Item codes: 1.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Upexi raises $7.4M in registered direct offering of 6.34M shares and warrants at $1.17/unit
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- Gross proceeds of $7.4M; warrants exercisable at $1.50 for 5 years with forced conversion at $5.00.
- Prior warrants amended: exercise price cut from $4.00 to $2.83, redemption trigger from $8.50 to $7.00.
- Net proceeds for working capital, general corporate purposes, and internally managed SOL maximum return strategy.
- A.G.P./Alliance Global Partners acts as sole placement agent; 5% cash fee plus expenses.
- Officers and directors subject to 15-day lock-up; company restricted from further equity issuance for 15 days.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1775194/000147793226000712/0001477932-26-000712-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1775194/000147793226000712/upxi_8k.htm
  HTML page:      https://secwatch.observer/filing/0001477932-26-000712

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer