{"schema_version":"secwatch.filing_event.v1","accession":"0001477932-26-004047","form_type":"8-K","ticker":"UPXI","cik":"0001775194","company_name":"UPEXI, INC.","filed_at":"2026-06-26T20:35:59+00:00","discovered_at":"2026-06-26T20:37:05.444967+00:00","generated_at":"2026-06-26T20:37:24.253934+00:00","sec_items":["3.01","8.01","9.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"confidence":"high","headline":"Upexi receives Nasdaq delisting notice over unapproved convertible notes; joins Russell Microcap Index","bullets":["Nasdaq says Upexi violated shareholder approval rule by issuing $151M convertible note (July 2025) and $36M note (Jan 2026) without vote.","Notes convertible at $4.25 and $2.39 per share, above market price; combined convertible into ≥20% of pre-transaction shares.","Upexi has 45 days (by Aug 10, 2026) to submit compliance plan; extension of up to 180 days possible if plan accepted.","Added to Russell Microcap Index effective June 29, 2026; CEO says Solana treasury exceeds 2 million SOL.","No immediate delisting; company reviewing options to regain compliance."],"urls":{"canonical":"https://secwatch.observer/filing/0001477932-26-004047","json":"https://secwatch.observer/filing/0001477932-26-004047.json","markdown":"https://secwatch.observer/filing/0001477932-26-004047.md","text":"https://secwatch.observer/filing/0001477932-26-004047.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1775194/000147793226004047/0001477932-26-004047-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1775194/000147793226004047/upxi_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-26T20:37:24.253934+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}