secwatch.observer — SEC 8-K summary ====================================== Issuer: Protagenic Therapeutics, Inc.new (PTIX) CIK: 0001022899 Form: 8-K Filed at: 2021-07-02T23:59:59+00:00 Accession: 0001493152-21-016077 Event type: other_material Sentiment: neutral Materiality: 0.55 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Protagenic Therapeutics enters ATM equity offering agreement for up to $10M --------------------------------------------------------------------------- - Entered into ATM Sales Agreement with B. Riley Securities and EF Hutton to sell up to $10M of common stock. - Commission of 3.0% of gross sales price; agents use commercially reasonable efforts to sell shares. - Offering made under S-3 shelf registration (No. 333-256790) effective June 23, 2021. - Company not obligated to sell shares; agreement can be terminated by either party upon notice. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1022899/000149315221016077/0001493152-21-016077-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1022899/000149315221016077/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-21-016077 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer