secwatch.observer — SEC 8-K summary ====================================== Issuer: PROVECTUS BIOPHARMACEUTICALS, INC. (PVCT) CIK: 0000315545 Form: 8-K Filed at: 2021-09-07T23:59:59+00:00 Accession: 0001493152-21-022093 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Provectus reports fully diluted shares of 528.7M as of Sep 7, 2021, down from 563.9M in 2017 -------------------------------------------------------------------------------- - Fully diluted shares outstanding as of Sep 7, 2021: 528,667,356 vs 563,911,848 in 2017. - Common shares outstanding: 416,575,669; warrants: 512,500; options: 4,800,000; Series D/D-1 conversion shares: 106,779,187. - All Private Warrants expired by Oct 31, 2020; Listed Warrants expired Jun 23, 2020. - Convertible notes ($30.56M) converted into Series D/D-1 Preferred on Jun 20, 2021, convertible into ~106.8M common shares. - Remaining Series B Preferred converted Aug 25, 2021; 13.35M Ratchet Warrants exercised, 68.7M expired by Aug 30, 2021. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/315545/000149315221022093/0001493152-21-022093-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/315545/000149315221022093/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-21-022093 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer