secwatch.observer — SEC 8-K summary ====================================== Issuer: Protagenic Therapeutics, Inc.new (PTIX) CIK: 0001022899 Form: 8-K Filed at: 2021-10-05T23:59:59+00:00 Accession: 0001493152-21-024665 Event type: regulatory Sentiment: neutral Materiality: 0.30 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Protagenic Therapeutics resolves Nasdaq audit committee compliance issue, appoints Joshua Silverman -------------------------------------------------------------------------------- - Nasdaq notified the Company of audit committee composition non-compliance from April 27 to September 30, 2021. - Dr. Jennifer Buell resigned from the Audit Committee; Joshua Silverman appointed effective October 1, 2021. - With Silverman's appointment, the Company is now in compliance with Nasdaq Listing Rule 5605(c)(2)(A). - It was later determined that Dr. Buell met independence requirements; she remains an independent board member. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1022899/000149315221024665/0001493152-21-024665-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1022899/000149315221024665/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-21-024665 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer