secwatch.observer — SEC 8-K summary
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Issuer:     RAND CAPITAL CORP (RAND)
CIK:        0000081955
Form:       8-K
Filed at:   2021-11-12T23:59:59+00:00
Accession:  0001493152-21-028169
Event type: regulatory
Sentiment:  neutral
Materiality: 0.60
Item codes: 5.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Rand Capital subsidiary surrenders SBIC license, changes name to Rand Capital Sub, Inc.
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- Wholly owned subsidiary Rand Capital SBIC, Inc. surrendered its SBIC license to the SBA effective Nov 8, 2021.
- Filed restated certificate of incorporation changing name to Rand Capital Sub, Inc. and removing SBIC references on Nov 10, 2021.
- Amended and restated bylaws to conform to new name and remove SBIC references; approved by board and sole shareholder Oct 29, 2021.
- SBA acceptance of license surrender received Nov 8, 2021, triggering effectiveness of corporate changes.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/81955/000149315221028169/0001493152-21-028169-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/81955/000149315221028169/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-21-028169

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