---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-21-029145"
form_type: "8-K"
ticker: "SURG"
cik: "0001392694"
company_name: "SurgePays, Inc."
filed_at: "2021-11-17T23:59:59+00:00"
generated_at: "2026-06-28T07:19:45.819122+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# SurgePays issues 4.17M shares in conversions of Series C Preferred and notes payable

## Summary
- Issued 4,169,738 common shares on Nov 11, 2021, exempt under Section 4(a)(2).
- CEO Kevin Cox received 3,578,578 shares (Series C conversion and note conversion from SMDMM).
- President Anthony Nuzzo received 360,000 shares; subsidiary CSO Carter Matzinger received 231,160 shares.
- Issuance follows Nov 4 underwritten public offering; terms previously disclosed in prospectus.

## SEC filing metadata
- accession: 0001493152-21-029145
- form_type: 8-K
- ticker: SURG
- cik: 0001392694
- company_name: SurgePays, Inc.
- filed_at: 2021-11-17T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 3.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1392694/000149315221029145/0001493152-21-029145-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1392694/000149315221029145/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-21-029145
- JSON: https://secwatch.observer/filing/0001493152-21-029145.json
- Plain text: https://secwatch.observer/filing/0001493152-21-029145.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.