secwatch.observer — SEC 8-K summary ====================================== Issuer: Immix Biopharma, Inc. (IMMX) CIK: 0001873835 Form: 8-K Filed at: 2021-12-20T23:59:59+00:00 Accession: 0001493152-21-032048 Event type: other_material Sentiment: neutral Materiality: 0.75 Item codes: 5.03, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Immix Biopharma closes IPO of 4.2M shares at $5.00/share for $21M gross proceeds -------------------------------------------------------------------------------- - IPO closed Dec 20, 2021; shares began trading on Nasdaq Dec 16 under IMMX. - Gross proceeds $21M; underwriters have 45-day option for up to 630K additional shares. - Net proceeds to fund IMX-110 Phase 2a trial in soft tissue sarcoma and combination trial. - Also fund IND-enabling studies for IMX-111 (colorectal cancer) and IMX-120 (inflammatory bowel disease). - Filed amended charter and bylaws in connection with IPO closing. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1873835/000149315221032048/0001493152-21-032048-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1873835/000149315221032048/form8k.htm HTML page: https://secwatch.observer/filing/0001493152-21-032048 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer