---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-22-015244"
form_type: "8-K"
ticker: "FDCT"
cik: "0001722731"
company_name: "FDCTECH, INC."
filed_at: "2022-05-27T23:59:59+00:00"
generated_at: "2026-06-25T06:23:02.559709+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# FDCTech announces up to $4M convertible note offering tied to Nasdaq uplisting

## Summary
- Offers up to $4M in 9% convertible notes; automatic conversion at 65% of public offering price if uplisted to Nasdaq.
- Default conversion price set at $0.07/share if uplisting fails; max 42.9M shares (2.86x current common).
- Engaged CIM Securities as placement agent; 8% cash fee plus 2% non-accountable expense allowance and 8% warrant coverage.
- Series A preferred stock carries 50 votes per share, giving 50.18% voting control fully diluted.
- Also engaged EF Hutton for proposed uplisting to a national securities exchange.

## SEC filing metadata
- accession: 0001493152-22-015244
- form_type: 8-K
- ticker: FDCT
- cik: 0001722731
- company_name: FDCTECH, INC.
- filed_at: 2022-05-27T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1722731/000149315222015244/0001493152-22-015244-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1722731/000149315222015244/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-22-015244
- JSON: https://secwatch.observer/filing/0001493152-22-015244.json
- Plain text: https://secwatch.observer/filing/0001493152-22-015244.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.