secwatch.observer — SEC 8-K summary ====================================== Issuer: Serina Therapeutics, Inc. (SER) CIK: 0001708599 Form: 8-K Filed at: 2022-11-10T23:59:59+00:00 Accession: 0001493152-22-031372 Event type: earnings Sentiment: negative Materiality: 0.90 Item codes: 2.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 AgeX Therapeutics Q3 2022: Revenue $9K, cash $0.5M, substantial going concern doubt -------------------------------------------------------------------------------- - Cash and equivalents $0.5M; company says cash insufficient for next 12 months, raising substantial going concern doubt. - Total revenues $9,000 vs $24,000 prior-year quarter; R&D $0.2M, G&A $1.4M flat. - Borrowed additional $1.0M under $13.16M Secured Note from Juvenescence; $1.5M remaining, draws at Juvenescence's discretion. - $8M principal under earlier 2020 Loan Agreement due March 2023; Secured Note matures Feb 2024. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1708599/000149315222031372/0001493152-22-031372-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1708599/000149315222031372/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-22-031372 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer