secwatch.observer — SEC 8-K summary
======================================

Issuer:     SRAX, Inc. (—)
CIK:        0001538217
Form:       8-K
Filed at:   2022-11-18T23:59:59+00:00
Accession:  0001493152-22-032970
Event type: regulatory
Sentiment:  negative
Materiality: 0.80
Item codes: 3.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

SRAX receives Nasdaq delisting notice for failure to file Q3 2022 10-Q
----------------------------------------------------------------------

- Nasdaq notified SRAX on Nov 16, 2022 of additional basis for delisting due to late Q3 10-Q.
- Company has not filed 10-Qs for Q1, Q2, and Q3 2022; only 10-K for 2021 was filed on Oct 12.
- Prior delisting notice issued Oct 14, 2022; hearing requested and stay granted.
- Engaged Marcum LLP as new independent auditor on Oct 27, 2022; working to file delinquent reports.
- Company to present plan to regain compliance at Nasdaq hearing and request filing extension.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1538217/000149315222032970/0001493152-22-032970-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1538217/000149315222032970/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-22-032970

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer