secwatch.observer — SEC 8-K summary ====================================== Issuer: Vivos Therapeutics, Inc. (VVOS) CIK: 0001716166 Form: 8-K Filed at: 2022-11-29T23:59:59+00:00 Accession: 0001493152-22-033887 Event type: regulatory Sentiment: negative Materiality: 0.65 Item codes: 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Vivos receives Nasdaq deficiency notice for late Q3 10-Q; expects to file in weeks -------------------------------------------------------------------------------- - Nasdaq notified Vivos of non-compliance with Listing Rule 5250(c)(1) for late Q3 2022 Form 10-Q. - This is the second delinquency; Q2 2022 filing was also late and previously disclosed. - Company expects to submit a compliance plan to Nasdaq allowing until February 20, 2023 to regain compliance. - Revenue recognition issues (ASC 606) have been resolved; Q1 2022 10-Q restated on November 25, 2022. - Vivos plans to file both Q2 and Q3 2022 10-Qs in the coming weeks, which would cure the deficiency. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1716166/000149315222033887/0001493152-22-033887-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1716166/000149315222033887/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-22-033887 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer