---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-22-034487"
form_type: "8-K"
ticker: "SLNH"
cik: "0000064463"
company_name: "Soluna Holdings, Inc"
filed_at: "2022-12-05T23:59:59+00:00"
generated_at: "2026-06-21T09:52:45.351585+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Soluna Holdings enters securities purchase agreement for 1.125M shares and warrants at $0.76

## Summary
- Offering of 1,125,000 shares of common stock and warrants to purchase up to 2,250,000 shares at $0.76 per share.
- Placement agent Univest Securities to receive 7% fee in shares and warrants, plus additional shares for prior offering, subject to stockholder approval.
- Company agreed to issue Series B holder 10% of capital raised in same securities, subject to stockholder approval.
- Legal opinions attached as Exhibits 5.1 and 5.2 regarding legality of securities.

## SEC filing metadata
- accession: 0001493152-22-034487
- form_type: 8-K
- ticker: SLNH
- cik: 0000064463
- company_name: Soluna Holdings, Inc
- filed_at: 2022-12-05T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/64463/000149315222034487/0001493152-22-034487-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/64463/000149315222034487/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-22-034487
- JSON: https://secwatch.observer/filing/0001493152-22-034487.json
- Plain text: https://secwatch.observer/filing/0001493152-22-034487.txt

## Key facts
- Material Agreements
  Soluna Holdings, Inc entered into Securities Purchase Agreement with the purchasers named therein valued at 1,125,000 shares of common stock and associated warrants to purchase up to 2,250,000 shares of commo (effective 2022-12-05).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: the purchasers named therein
  - Value: 1,125,000 shares of common stock and associated warrants to purchase up to 2,250,000 shares of commo
  - Effective: 2022-12-05
  source text: As previously reported, on December 5, 2022, Soluna Holdings, Inc., a Nevada corporation (the “ Company ”), entered into a securities purchase agreement (the “ Purchase Agreement ”) with the purchasers named therein of 1,125,000 shares (the “ Shares ”) of the Company’s common stock, par value $0.001 per share (the “ Common Stock ”) and associated warrants (the “ Warrants ”) to purchase up to 2,250,000 shares of common stock at a price of $0.76 per share and associated Warrants (the “ Offering ”), with the investors in the Offering the right to purchase (the “ Options ”) additional shares of Common Stock (the “ Option Shares ”) and related warrants (the “ Option Warrants ”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/64463/000149315222034487/0001493152-22-034487-index.htm
- Material Agreements
  Soluna Holdings, Inc entered into Placement Agency Agreement with Univest Securities, LLC valued at fee in shares of Common Stock equal to 7% of the Shares, 431,014 restricted shares of Common Stock, (effective 2022-12-02).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Univest Securities, LLC
  - Value: fee in shares of Common Stock equal to 7% of the Shares, 431,014 restricted shares of Common Stock,
  - Effective: 2022-12-02
  source text: As previously reported, on December 2, 2022, the Company entered into a placement agency agreement (the “ Placement Agency Agreement ”) with Univest Securities, LLC (“ Univest ”), pursuant to which Univest agreed to serve as the exclusive placement agent for the Company on a reasonable best-efforts basis in connection with the Offering.
  evidence_url: https://www.sec.gov/Archives/edgar/data/64463/000149315222034487/0001493152-22-034487-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.