secwatch.observer — SEC 8-K summary
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Issuer:     Vivos Therapeutics, Inc. (VVOS)
CIK:        0001716166
Form:       8-K
Filed at:   2023-01-09T23:59:59+00:00
Accession:  0001493152-23-000896
Event type: other_material
Sentiment:  neutral
Materiality: 0.65
Item codes: 1.01, 3.02, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Vivos Therapeutics prices $8M private placement at $1.20/unit with warrants
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- Gross proceeds of $8.0M from private placement; net proceeds ~$7.5M after fees.
- Price of $1.20 per unit (one share or pre-funded warrant plus one warrant exercisable at $1.20 for 5.5 years).
- Company to issue 2M shares, pre-funded warrants for ~4.67M shares, and warrants for 6.67M shares.
- Proceeds used for general working capital and corporate purposes.
- Registration rights agreement to be filed within 30 days; penalties up to 10.5% of gross proceeds if not effective.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1716166/000149315223000896/0001493152-23-000896-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1716166/000149315223000896/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-23-000896

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