---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-004104"
form_type: "8-K"
ticker: "SINT"
cik: "0001269026"
company_name: "Sintx Technologies, Inc."
filed_at: "2023-02-09T23:59:59+00:00"
generated_at: "2026-06-19T19:30:15.440744+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# SINTX Technologies prices $12M public offering of units with warrants at $5.60/unit

## Summary
- Pricing of 2,150,000 units at $5.60 each; gross proceeds ~$12M before fees.
- Each unit: 1 share (or pre-funded warrant) + 1 Class C warrant (5yr, $5.60) + 0.5 Class D warrant (3yr, $5.60).
- Offering expected to close on February 10, 2023, subject to customary conditions.
- Maxim Group LLC is sole placement agent; Ascendiant Capital Markets is financial advisor.

## SEC filing metadata
- accession: 0001493152-23-004104
- form_type: 8-K
- ticker: SINT
- cik: 0001269026
- company_name: Sintx Technologies, Inc.
- filed_at: 2023-02-09T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1269026/000149315223004104/0001493152-23-004104-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1269026/000149315223004104/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-004104
- JSON: https://secwatch.observer/filing/0001493152-23-004104.json
- Plain text: https://secwatch.observer/filing/0001493152-23-004104.txt

## Key facts
- Material Agreements
  Sintx Technologies, Inc. entered into Purchase Agreement with certain investors named therein (the “Purchasers”) valued at approximately $12 million (effective 2023-02-07).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: certain investors named therein (the “Purchasers”)
  - Value: approximately $12 million
  - Effective: 2023-02-07
  source text: On February 7, 2023, SINTX Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain investors named therein (the “Purchasers”),
  evidence_url: https://www.sec.gov/Archives/edgar/data/1269026/000149315223004104/0001493152-23-004104-index.htm
- Material Agreements
  Sintx Technologies, Inc. entered into placement agency agreement dated as of February 7, 2023 (the “PAA”) with Maxim Group LLC (the “Placement Agent”) (effective 2023-02-07).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Maxim Group LLC (the “Placement Agent”)
  - Effective: 2023-02-07
  source text: s of February 7, 2023 (the “PAA”) with Maxim Group LLC (the “Placement Agent”), pursuant to which the Company agreed to issue and sell to investors in the offering an aggregate of 2,150,000 Units (the “Offering”) consisting
  evidence_url: https://www.sec.gov/Archives/edgar/data/1269026/000149315223004104/0001493152-23-004104-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.