secwatch.observer — SEC 8-K summary ====================================== Issuer: Serina Therapeutics, Inc. (SER) CIK: 0001708599 Form: 8-K Filed at: 2023-02-17T23:59:59+00:00 Accession: 0001493152-23-005435 Event type: debt Sentiment: neutral Materiality: 0.50 Item codes: 2.03, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 AgeX Therapeutics draws $1M under amended convertible note with Juvenescence; issues warrants for 801,924 shares -------------------------------------------------------------------------------- - On Feb 15, 2023, drew $1M under Amended Secured Convertible Note with Juvenescence Limited. - Up to $2M additional available until May 9, 2023; each draw limited to $1M and subject to Juvenescence's approval. - Warrants for 801,924 shares at exercise price of $0.6235 per share issued in connection with the draw. - Repayment date unchanged at Feb 14, 2024; note secured by security interests in AgeX assets. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1708599/000149315223005435/0001493152-23-005435-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1708599/000149315223005435/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-23-005435 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer