secwatch.observer — SEC 8-K summary ====================================== Issuer: ORAGENICS INC (OGEN) CIK: 0001174940 Form: 8-K Filed at: 2023-02-24T23:59:59+00:00 Accession: 0001493152-23-006001 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Oragenics enters $5M ATM offering with Ladenburg Thalmann; cash $11.4M, runway through Q3 2023 -------------------------------------------------------------------------------- - Entered ATM sales agreement with Ladenburg Thalmann to sell up to $5M of common stock; 3% commission. - Cash and equivalents expected ~$11.4M as of Dec 31, 2022; sufficient to fund operations through Q3 2023. - Reverse stock split (1-for-60) completed Jan 20, 2023; post-split shares outstanding ~2.02M. - Plans to file IND for NT-CoV2-1 (Terra CoV-1) in US or Canada and start Phase 1 in H2 2023. - Proceeds to fund pre-clinical development of SARS-CoV-2 vaccine and lantibiotics program. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1174940/000149315223006001/0001493152-23-006001-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1174940/000149315223006001/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-23-006001 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer