secwatch.observer — SEC 8-K summary
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Issuer:     SRAX, Inc. (—)
CIK:        0001538217
Form:       8-K
Filed at:   2023-03-08T23:59:59+00:00
Accession:  0001493152-23-007017
Event type: other_material
Sentiment:  negative
Materiality: 0.85
Item codes: 3.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

SRAX receives Nasdaq delisting notice; trading suspended March 9, 2023
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- Nasdaq Panel suspends trading at open on March 9, 2023, and starts delisting due to unfiled 10-Qs.
- SRAX failed to meet Panel's timeline for filing Q2 and Q3 2022 reports despite extensions.
- Common stock to move to OTC Expert Market, then to OTC Pink Market after becoming current.
- Press release notes over 25 new customers added in Q1 2023, but no financial results disclosed.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1538217/000149315223007017/0001493152-23-007017-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1538217/000149315223007017/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-23-007017

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer