secwatch.observer — SEC 8-K summary ====================================== Issuer: Soluna Holdings, Inc (SLNH) CIK: 0000064463 Form: 8-K Filed at: 2023-03-13T23:59:59+00:00 Accession: 0001493152-23-007465 Event type: other_material Sentiment: neutral Materiality: 0.70 Item codes: 5.02, 5.07, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Soluna shareholders approve equity plans allowing up to 18.75% quarterly dilution and $3.6M preferred shares -------------------------------------------------------------------------------- - Stockholders approved Third Amended 2021 Plan: quarterly common share issuance up to 18.75% of outstanding shares and up to $3.6M in preferred shares. - Stockholders approved 2023 Plan: quarterly common share issuance up to 9.75% of outstanding shares. - Approved issuance of common shares and warrants to investors under December 2022 Purchase Agreement (8.4M for, 1.2M against). - Approved adjustments to conversion price of convertible notes and exercise price of warrants (7.9M for, 1.6M against). - Adjournment proposal also approved to solicit additional votes if needed (8.9M for, 0.6M against). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/64463/000149315223007465/0001493152-23-007465-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/64463/000149315223007465/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-23-007465 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer