---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-010844"
form_type: "8-K"
ticker: "ABAT"
cik: "0001576873"
company_name: "AMERICAN BATTERY TECHNOLOGY Co"
filed_at: "2023-04-04T23:59:59+00:00"
generated_at: "2026-06-17T06:28:39.093452+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# ABML raises $10M in registered direct offering of shares and warrants

## Summary
- Sold 14,285,715 shares plus Series A/B warrants at $0.70 combined; gross proceeds $10M.
- Series A warrants exercisable at $0.80, 5-year term; Series B at $0.70, 18-month term.
- Net proceeds for working capital and to finalize purchase of commercial-scale battery recycling facility in TRIC, Nevada.
- H.C. Wainwright acted as placement agent; receives 7.5% cash fee plus warrants to purchase 857,143 shares at $0.875.
- Offering closed March 31, 2023.

## SEC filing metadata
- accession: 0001493152-23-010844
- form_type: 8-K
- ticker: ABAT
- cik: 0001576873
- company_name: AMERICAN BATTERY TECHNOLOGY Co
- filed_at: 2023-04-04T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1576873/000149315223010844/0001493152-23-010844-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1576873/000149315223010844/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-010844
- JSON: https://secwatch.observer/filing/0001493152-23-010844.json
- Plain text: https://secwatch.observer/filing/0001493152-23-010844.txt

## Key facts
- Material Agreements
  AMERICAN BATTERY TECHNOLOGY Co entered into Purchase Agreement with an institutional accredited investor valued at approximately $10 million (effective 2023-03-29).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: an institutional accredited investor
  - Value: approximately $10 million
  - Effective: 2023-03-29
  source text: On March 29, 2023, American Battery Technology Company (the “Company”) entered into a securities purchase agreement (“Purchase Agreement”) with an institutional accredited investor (the “Purchaser”) for the purchase and sale of an aggregate of (i) 14,285,715 shares of the Company’s common stock, par value $0.001 per share (“Shares”), (ii) Series A warrants to purchase up to 14,285,715 shares of common stock (the “Series A Warrants”), and (iii) Series B warrants to purchase up to 14,285,715 shares of common (the “Series B Warrants”, and collectively with the Series A Warrants, the “Warrants”) in a registered direct offering at a combined purchase price of $0.70 per Share and accompanying Warrants.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1576873/000149315223010844/0001493152-23-010844-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.