secwatch.observer — SEC 8-K summary ====================================== Issuer: Serina Therapeutics, Inc. (SER) CIK: 0001708599 Form: 8-K Filed at: 2023-04-06T23:59:59+00:00 Accession: 0001493152-23-011242 Event type: debt Sentiment: neutral Materiality: 0.55 Item codes: 2.03, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 AgeX draws remaining $1M under secured note; issues warrants for 756K shares ---------------------------------------------------------------------------- - Drew $1M from Juvenescence under Amended and Restated Secured Convertible Promissory Note dated Feb 9, 2023. - Repayment date for outstanding principal is February 14, 2024. - Issued warrants to purchase 756,429 shares of common stock at $0.661 per share. - Warrants issued in connection with the drawdown; exercise price based on March 30, 2023 closing price. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1708599/000149315223011242/0001493152-23-011242-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1708599/000149315223011242/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-23-011242 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer