---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-013215"
form_type: "8-K"
ticker: "FLUX"
cik: "0001083743"
company_name: "Flux Power Holdings, Inc."
filed_at: "2023-04-21T23:59:59+00:00"
generated_at: "2026-06-16T21:06:03.896021+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Flux Power grants RSUs to directors, stockholders approve 2023 ESPP at annual meeting

## Summary
- Board approved 16,883 RSUs each to four non-employee directors (Lisa Walters-Hoffert, Dale Robinette, Cheemin Bo-Linn, Michael Johnson) vesting in one year.
- Stockholders approved 2023 Employee Stock Purchase Plan reserving 350,000 shares for eligible employees at 85% of FMV.
- All five director nominees elected with majority votes; auditor Baker Tilly ratified.
- Quorum of 52% of outstanding shares (8.38M of 16.03M) represented at annual meeting.

## SEC filing metadata
- accession: 0001493152-23-013215
- form_type: 8-K
- ticker: FLUX
- cik: 0001083743
- company_name: Flux Power Holdings, Inc.
- filed_at: 2023-04-21T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 5.02, 5.07, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1083743/000149315223013215/0001493152-23-013215-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1083743/000149315223013215/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-013215
- JSON: https://secwatch.observer/filing/0001493152-23-013215.json
- Plain text: https://secwatch.observer/filing/0001493152-23-013215.txt

## Key facts
- Shareholder Votes
  Flux Power Holdings, Inc. shareholders approved Election of Directors at the 2023-04-20 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-04-20
  source text: 1. The individuals listed below were elected to serve as directors of the Company until the next annual meeting of stockholders or until such person resigns, is removed or otherwise leaves office: FOR WITHHELD BROKER NON-VOTE Ronald F. Dutt 8,024,628 205,099 148,699 Michael Johnson 7,989,724 240,003 148,699 Lisa Walters-Hoffert 6,439,426 1,790,301 148,699 Dale Robinette 6,437,958 1,791,769 148,699 Cheemin Bo-Linn 7,836,834 392,893 148,699
  evidence_url: https://www.sec.gov/Archives/edgar/data/1083743/000149315223013215/0001493152-23-013215-index.htm
- Shareholder Votes
  Flux Power Holdings, Inc. shareholders approved Approval of the Flux Power Holdings, Inc. 2023 Employee Stock Purchase Plan at the 2023-04-20 meeting.
  - Proposal: equity plan
  - Outcome: passed
  - Meeting: 2023-04-20
  source text: 2. A proposal to approve Flux Power Holdings, Inc. 2023 Employee Stock Purchase Plan: FOR AGAINST ABSTAIN BROKER NON-VOTE 7,992,193 26,946 210,588 148,699
  evidence_url: https://www.sec.gov/Archives/edgar/data/1083743/000149315223013215/0001493152-23-013215-index.htm
- Shareholder Votes
  Flux Power Holdings, Inc. shareholders approved Ratification of appointment of Baker Tilly US, LLP as independent registered public accounting firm for fiscal year ending June 30, 2023 at the 2023-04-20 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2023-04-20
  source text: 3. A proposal to ratify the appointment of Baker Tilly US, LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2023: FOR AGAINST ABSTAIN BROKER NON-VOTE 8,173,564 1,444 203,418 -
  evidence_url: https://www.sec.gov/Archives/edgar/data/1083743/000149315223013215/0001493152-23-013215-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.