---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-015817"
form_type: "8-K"
ticker: null
cik: "0001538217"
company_name: "SRAX, Inc."
filed_at: "2023-05-08T23:59:59+00:00"
generated_at: "2026-06-15T13:09:00.916285+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# SRAX dismisses auditor Marcum, cites material weaknesses; engages TAAD as new auditor

## Summary
- Marcum dismissed on May 2, 2023; no audit report issued for FY2022.
- Marcum identified material weaknesses in internal control over financial reporting.
- New auditor TAAD LLP engaged for FY2022 audit effective May 2, 2023.
- No disagreements with Marcum on accounting principles; only reportable event was material weaknesses.
- Company mailing address changed to 1014 S. Westlake Blvd., Suite 14-299, Westlake Village, CA 91361.

## SEC filing metadata
- accession: 0001493152-23-015817
- form_type: 8-K
- cik: 0001538217
- company_name: SRAX, Inc.
- filed_at: 2023-05-08T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 4.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1538217/000149315223015817/0001493152-23-015817-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1538217/000149315223015817/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-015817
- JSON: https://secwatch.observer/filing/0001493152-23-015817.json
- Plain text: https://secwatch.observer/filing/0001493152-23-015817.txt

## Key facts
- Auditor Changes
  SRAX, Inc. dismissed Marcum LLP as its auditor.
  - Action: dismissal
  - Auditor: Marcum LLP
  - Successor: TAAD LLP
  source text: On May 2, 2023, the Audit Committee of the board of directors (the "Audit Committee") of SRAX, Inc. (the "Company") approved the dismissal of Marcum LLP ("Marcum") as independent registered public accounting firm of the Company effective immediately.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1538217/000149315223015817/0001493152-23-015817-index.htm
- Auditor Changes
  SRAX, Inc. engaged TAAD LLP as its auditor.
  - Action: engagement
  - Auditor: TAAD LLP
  source text: On May 2, 2023, the Audit Committee approved the engagement of TAAD as its independent registered public accounting firm for the fiscal year ended December 31, 2022.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1538217/000149315223015817/0001493152-23-015817-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.