---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-020462"
form_type: "8-K"
ticker: null
cik: "0001076682"
company_name: "POLARITYTE, INC."
filed_at: "2023-06-07T23:59:59+00:00"
generated_at: "2026-06-14T05:36:34.430597+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.95
calibrated_materiality_score: 0.95
confidence: "high"
source: SEC EDGAR
---

# PolarityTE receives Nasdaq delisting notice following Chapter 11 filing; trading suspended June 16

## Summary
- Filed voluntary Chapter 11 petitions on June 6, 2023 in Utah Bankruptcy Court.
- Received Nasdaq delisting notice on June 7, 2023; does not intend to appeal.
- Trading of common stock (PTE) will be suspended at open on June 16, 2023.
- Also cited non-compliance with $1.00 minimum bid price requirement from Oct 2022.

## SEC filing metadata
- accession: 0001493152-23-020462
- form_type: 8-K
- cik: 0001076682
- company_name: POLARITYTE, INC.
- filed_at: 2023-06-07T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.95
- calibrated_materiality_score: 0.95
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1076682/000149315223020462/0001493152-23-020462-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1076682/000149315223020462/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-020462
- JSON: https://secwatch.observer/filing/0001493152-23-020462.json
- Plain text: https://secwatch.observer/filing/0001493152-23-020462.txt

## Key facts
- Listing & Compliance Notices
  POLARITYTE, INC. received a nasdaq delisting notice notice regarding other (rules 5101, 5110(b), IM-5101-1).
  - Exchange: nasdaq
  - Notice: delisting notice
  - Rules: 5101, 5110(b), IM-5101-1
  source text: June 7, 2023, the Company received written notice (the “Delisting Notice”) from the staff of the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, as a result of the Chapter 11 Cases and in accordance with Nasdaq Listing Rules 5101, 5110(b), and IM-5101-1, Nasdaq had determined that the Company’s common stock will be delisted from Nasdaq. The Company does not intend to appeal this determination. In addition, as previously disclosed, on October 26, 2022, the Company received a deficiency letter (the “Bid Price Notice”) from the
  evidence_url: https://www.sec.gov/Archives/edgar/data/1076682/000149315223020462/0001493152-23-020462-index.htm
- Listing & Compliance Notices
  POLARITYTE, INC. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 5550(a)(2)
  source text: October 26, 2022, the Company received a deficiency letter (the “Bid Price Notice”) from the Staff notifying the Company that the Company was not in compliance with the $1.00 per share minimum bid price requirement for continued inclusion on the Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”). In the Delisting Notice, the staff of Nasdaq referenced concerns about the Company’s ability to sustain compliance with all requirements for continued listing on Nasdaq, specifically referencing the Bid Price Notice. Trading of the Company’s common s
  evidence_url: https://www.sec.gov/Archives/edgar/data/1076682/000149315223020462/0001493152-23-020462-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
