---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-021998"
form_type: "8-K"
ticker: "AZTR"
cik: "0001701478"
company_name: "Azitra, Inc."
filed_at: "2023-06-21T23:59:59+00:00"
generated_at: "2026-06-13T20:06:55.059058+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.9
calibrated_materiality_score: 0.9
confidence: "high"
source: SEC EDGAR
---

# Azitra completes IPO of 1.5M shares at $5.00; net proceeds ~$6.5M for clinical development

## Summary
- Offering of 1.5M shares at $5.00/share; gross proceeds $7.5M, net ~$6.5M after expenses.
- Underwriters have 45-day option to buy up to 225K additional shares for over-allotments.
- Representative's warrants issued for up to 60K shares at $6.25, exercisable Dec 2023 – Jun 2028.
- Net proceeds to fund clinical trials, R&D, clinical manufacturing, and general corporate purposes.
- Amended and restated certificate of incorporation and bylaws became effective upon closing.

## SEC filing metadata
- accession: 0001493152-23-021998
- form_type: 8-K
- ticker: AZTR
- cik: 0001701478
- company_name: Azitra, Inc.
- filed_at: 2023-06-21T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.9
- calibrated_materiality_score: 0.9
- confidence: high
- sec_items: 1.01, 5.03, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1701478/000149315223021998/0001493152-23-021998-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1701478/000149315223021998/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-021998
- JSON: https://secwatch.observer/filing/0001493152-23-021998.json
- Plain text: https://secwatch.observer/filing/0001493152-23-021998.txt

## Key facts
- Governance Changes
  Azitra, Inc.: Amended and restated certificate of incorporation filed and effective June 21, 2023, in connection with closing of the IPO (effective 2023-06-21).
  - Change: charter amendment
  - Effective: 2023-06-21
  source text: The Amended and Restated Certificate of Incorporation was filed with the Secretary of State of the State of Delaware on June 21, 2023 and became effective on that date.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1701478/000149315223021998/0001493152-23-021998-index.htm
- Governance Changes
  Azitra, Inc.: Amended and restated bylaws effective upon consummation of the IPO.
  - Change: bylaw amendment
  source text: The Amended and Restated Bylaws became effective immediately upon the consummation of the Offering.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1701478/000149315223021998/0001493152-23-021998-index.htm
- Material Agreements
  Azitra, Inc. entered into Underwriting Agreement with ThinkEquity LLC valued at aggregate net proceeds of approximately $6.5 million (effective 2023-06-15).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: ThinkEquity LLC
  - Value: aggregate net proceeds of approximately $6.5 million
  - Effective: 2023-06-15
  source text: On June 15, 2023, Azitra, Inc., a Delaware corporation (the "Company") entered into an underwriting agreement (the "Underwriting Agreement") with ThinkEquity LLC, as representative (the "Representative") of the several underwriters identified therein, relating to the Company’s initial public offering (the "Offering") of 1,500,000 shares of the Company’s common stock, par value $0.0001 (the "Shares").
  evidence_url: https://www.sec.gov/Archives/edgar/data/1701478/000149315223021998/0001493152-23-021998-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.