---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-022032"
form_type: "8-K"
ticker: "PAVM"
cik: "0001624326"
company_name: "PAVmed Inc."
filed_at: "2023-06-21T23:59:59+00:00"
generated_at: "2026-06-13T20:02:24.353640+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.25
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# PAVmed annual meeting: directors elected, officer exculpation amendment fails

## Summary
- Ronald Sparks and Timothy Baxter re-elected as Class A directors with ~21.6M and ~22.1M votes for, respectively.
- Amendment to incorporate new Delaware officer exculpation provision failed; 22.96M for, 1.21M against, but did not receive majority of outstanding shares.
- Ratification of Marcum LLP as auditor approved with 62.5M votes for; 402,955 against.
- Approximately 61.0% of outstanding shares were represented at the meeting.

## SEC filing metadata
- accession: 0001493152-23-022032
- form_type: 8-K
- ticker: PAVM
- cik: 0001624326
- company_name: PAVmed Inc.
- filed_at: 2023-06-21T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.25
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1624326/000149315223022032/0001493152-23-022032-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1624326/000149315223022032/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-022032
- JSON: https://secwatch.observer/filing/0001493152-23-022032.json
- Plain text: https://secwatch.observer/filing/0001493152-23-022032.txt

## Key facts
- Shareholder Votes
  PAVmed Inc. shareholders approved Ratification of appointment of Marcum LLP as independent registered certified public accounting firm for year ending December 31, 2023 at the 2023-06-21 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2023-06-21
  source text: For Against Abstain Broker Non-Votes 62,544,780 402,955 135,729 —
  evidence_url: https://www.sec.gov/Archives/edgar/data/1624326/000149315223022032/0001493152-23-022032-index.htm
- Shareholder Votes
  PAVmed Inc. shareholders rejected Approval of amendment to certificate of incorporation to incorporate new Delaware law provisions regarding officer exculpation at the 2023-06-21 meeting.
  - Proposal: charter amendment
  - Outcome: failed
  - Meeting: 2023-06-21
  source text: For Against Abstain Broker Non-Votes 22,962,343 1,211,939 358,693 38,550,489
  evidence_url: https://www.sec.gov/Archives/edgar/data/1624326/000149315223022032/0001493152-23-022032-index.htm
- Shareholder Votes
  PAVmed Inc. shareholders approved Election of two Class A directors: Ronald M. Sparks and Timothy Baxter at the 2023-06-21 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-06-21
  source text: For Authority Withheld Broker Non-Votes Ronald M. Sparks 21,571,438 2,961,537 38,550,489 Timothy Baxter 22,077,090 2,455,885 38,550,489
  evidence_url: https://www.sec.gov/Archives/edgar/data/1624326/000149315223022032/0001493152-23-022032-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.