---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-024462"
form_type: "8-K"
ticker: "PULM"
cik: "0001574235"
company_name: "Pulmatrix, Inc."
filed_at: "2023-07-13T23:59:59+00:00"
generated_at: "2026-06-13T08:44:28.356086+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.4
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# Pulmatrix shareholders elect directors, ratify auditor; say-on-pay passes narrowly

## Summary
- Elected Michael J. Higgins (758,720 for, 533,500 withheld) and Anand Varadan (1,014,129 for, 278,091 withheld) as Class III directors until 2026.
- Ratified Marcum LLP as independent auditor for FY2023 with 1,860,275 for, 251,489 against, 70,155 abstain.
- Advisory say-on-pay vote passed with 603,083 for (51.6% of votes cast), 565,062 against, 124,075 abstain, 889,699 broker non-votes.
- Quorum was 59.74% (2,181,919 shares) as of May 24, 2023 record date.

## SEC filing metadata
- accession: 0001493152-23-024462
- form_type: 8-K
- ticker: PULM
- cik: 0001574235
- company_name: Pulmatrix, Inc.
- filed_at: 2023-07-13T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.4
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1574235/000149315223024462/0001493152-23-024462-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1574235/000149315223024462/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-024462
- JSON: https://secwatch.observer/filing/0001493152-23-024462.json
- Plain text: https://secwatch.observer/filing/0001493152-23-024462.txt

## Key facts
- Shareholder Votes
  Pulmatrix, Inc. shareholders approved Ratification of the appointment of Marcum LLP as the Company's independent registered public accounting firm for the 2023 fiscal year. at the 2023-07-13 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2023-07-13
  source text: (2) Ratification of the appointment of Marcum LLP as the Company's independent registered public accounting firm for the 2023 fiscal year: For Against Withheld /Abstained Broker Non-Votes 1,860,275 251,489 70,155 0
  evidence_url: https://www.sec.gov/Archives/edgar/data/1574235/000149315223024462/0001493152-23-024462-index.htm
- Shareholder Votes
  Pulmatrix, Inc. shareholders approved Election of two directors to serve as Class III directors on the Company's Board of Directors to serve until the Company's 2026 annual meeting of stockholders or until successors have been duly elected and qualified. at the 2023-07-13 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-07-13
  source text: Director For Against Withheld /Abstained Broker Non-Votes Michael J. Higgins 758,720 - 533,500 889,699 Anand Varadan 1,014,129 - 278,091 889,699
  evidence_url: https://www.sec.gov/Archives/edgar/data/1574235/000149315223024462/0001493152-23-024462-index.htm
- Shareholder Votes
  Pulmatrix, Inc. shareholders approved Approval, on an advisory basis, of the compensation paid to the Company's named executive officers as set forth in the Proxy Statement. at the 2023-07-13 meeting.
  - Proposal: say on pay
  - Outcome: passed
  - Meeting: 2023-07-13
  source text: (3) Approval, on an advisory basis, of the compensation paid to the Company's named executive officers as set forth in the Proxy Statement (as defined below): For Against Withheld /Abstained Broker Non-Votes 603,083 565,062 124,075 889,699
  evidence_url: https://www.sec.gov/Archives/edgar/data/1574235/000149315223024462/0001493152-23-024462-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.