---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-025134"
form_type: "8-K"
ticker: null
cik: "0001717556"
company_name: "Vinco Ventures, Inc."
filed_at: "2023-07-21T23:59:59+00:00"
generated_at: "2026-06-13T05:01:13.934386+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Vinco Ventures receives Nasdaq delisting notice after three directors resign, causing non-compliance

## Summary
- Nasdaq issued an additional Staff Determination on July 14, 2023, for non-compliance with Listing Rules 5605(b)(1), (c)(2), (d)(2).
- Resignations of directors Richard Levychin, Lisa King, and Brian Hart left board without required independent directors.
- Company must submit its views to Nasdaq Hearings Panel by July 21, 2023, or face delisting.
- This is an additional basis for delisting the company's securities from The Nasdaq Capital Market.

## SEC filing metadata
- accession: 0001493152-23-025134
- form_type: 8-K
- cik: 0001717556
- company_name: Vinco Ventures, Inc.
- filed_at: 2023-07-21T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1717556/000149315223025134/0001493152-23-025134-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1717556/000149315223025134/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-025134
- JSON: https://secwatch.observer/filing/0001493152-23-025134.json
- Plain text: https://secwatch.observer/filing/0001493152-23-025134.txt

## Key facts
- Listing & Compliance Notices
  Vinco Ventures, Inc. received a nasdaq deficiency notice notice regarding other (rules 5605(b)(1), 5605(c)(2), 5605(d)(2)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Rules: 5605(b)(1), 5605(c)(2), 5605(d)(2)
  source text: July 14, 2023, Vinco Ventures, Inc.(the “Company”) received an Additional Staff Determination – Delinquency letter from Nasdaq. Due to the resignations of Richard Levychin, Lisa King and Brian Hart from the Company’s Board of Directors, the Company no longer complies with Nasdaq’s independent director, audit, and compensation committee requirements as set forth in Listing Rule 5605(b)(1) and 5605(c)(2) and 5605(d)(2). Accordingly, these matters serve as an additional basis for delisting the Company’s securities from The Nasdaq Stock Market. This letter also serves as formal notification that t
  evidence_url: https://www.sec.gov/Archives/edgar/data/1717556/000149315223025134/0001493152-23-025134-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.