secwatch.observer — SEC 8-K summary
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Issuer:     HWH International Inc. (HWH)
CIK:        0001897245
Form:       8-K
Filed at:   2023-08-15T23:59:59+00:00
Accession:  0001493152-23-028859
Event type: regulatory
Sentiment:  negative
Materiality: 0.85
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Alset Capital gets Nasdaq delisting notice; only 41,287 publicly held shares vs. 1.1M minimum
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- Received Nasdaq letter on Aug 9, 2023 for failing to meet minimum publicly held shares of 1,100,000 under Nasdaq Rule 5450(b)(1)(B).
- After redemptions, Company will have only 41,287 publicly held Class A common shares.
- Must submit compliance plan by August 31, 2023; if accepted, may get up to 180-day extension.
- If plan not accepted, Company can appeal Nasdaq's determination.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1897245/000149315223028859/0001493152-23-028859-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1897245/000149315223028859/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-23-028859

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