{"schema_version":"secwatch.filing_event.v1","accession":"0001493152-23-030708","form_type":"8-K","ticker":"ABAT","cik":"0001576873","company_name":"AMERICAN BATTERY TECHNOLOGY Co","filed_at":"2023-08-31T23:59:59+00:00","discovered_at":"2026-05-14T18:03:34.404182+00:00","generated_at":"2026-06-11T01:12:00.569477+00:00","sec_items":["1.01","1.02","2.03","3.02","9.01"],"event_type":"debt","sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"confidence":"high","headline":"ABTC secures up to $50M convertible note; terminates prior credit agreements","bullets":["Zero-coupon senior secured convertible notes, due Sept 1, 2025, convertible at 110% of recent sales price.","Funds to advance commercial-scale battery recycling (DOE $20M grant match), primary lithium resource, and lithium-hydroxide refinery.","Terminated existing credit agreement with Mercuria and sales-leaseback with Bow River without material penalties.","Placement agent A.G.P./Alliance Global Partners; notes sold to accredited investor under Section 4(a)(2)."],"urls":{"canonical":"https://secwatch.observer/filing/0001493152-23-030708","json":"https://secwatch.observer/filing/0001493152-23-030708.json","markdown":"https://secwatch.observer/filing/0001493152-23-030708.md","text":"https://secwatch.observer/filing/0001493152-23-030708.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1576873/000149315223030708/0001493152-23-030708-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1576873/000149315223030708/form8-k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-11T01:12:00.569477+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"52eb93e0226b7cc2eb575734389ea4ccd75126d6","claim":"AMERICAN BATTERY TECHNOLOGY Co incurred convertible notes of up to $51 million with an institutional investor at zero coupon maturing mature on September 1, 2025.","evidence_excerpt":"the Company sold to the Buyers up to $51 million of a new series of senior secured convertible notes","evidence_source":"SEC 8-K Item 2.03/2.04","evidence_url":"https://www.sec.gov/Archives/edgar/data/1576873/000149315223030708/0001493152-23-030708-index.htm","confidence":0.95,"family_label":"Debt Financings","details":[{"label":"Instrument","value":"convertible notes"},{"label":"Principal","value":"up to $51 million"},{"label":"Counterparty","value":"an institutional investor"},{"label":"Rate","value":"zero coupon"},{"label":"Maturity","value":"mature on September 1, 2025"},{"label":"Event","value":"incurrence"}],"fact_type":"debt_financing"},{"claim_id":"9d6c197b1987c64e173061cbcdf21a056ce6a3ed","claim":"AMERICAN BATTERY TECHNOLOGY Co terminated Credit Agreement with Mercuria Investments US, Inc. (effective 2023-08-30).","evidence_excerpt":"On August 30, 2023, the Company caused the repayment in full of all indebtedness, liabilities and other obligations under, and terminated, the Credit Agreement, dated as of May 17, 2023 (the “Credit Agreement”), by and among the Company, as Borrower, the Several Lenders from time to time parties thereto and Mercuria Investments US, Inc., as Agent.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1576873/000149315223030708/0001493152-23-030708-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"termination"},{"label":"Agreement","value":"credit facility"},{"label":"Counterparty","value":"Mercuria Investments US, Inc."},{"label":"Effective","value":"2023-08-30"}],"fact_type":"material_agreement"},{"claim_id":"f5dbddac2ae4a95ff14c00929df7942c0d73e9c4","claim":"AMERICAN BATTERY TECHNOLOGY Co terminated a lease with Bow River Capital RE III LLC (effective 2023-08-25).","evidence_excerpt":"On August 25, 2023, the Company and Bow River Capital RE III LLC (“Bow River”) terminated the previously-announced contingent sales-leaseback arrangement, pursuant to which the Company would have sold certain real property to Bow River, while leasing the same property from Bow River and retaining an option to repurchase the property.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1576873/000149315223030708/0001493152-23-030708-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"termination"},{"label":"Agreement","value":"lease"},{"label":"Counterparty","value":"Bow River Capital RE III LLC"},{"label":"Effective","value":"2023-08-25"}],"fact_type":"material_agreement"},{"claim_id":"fd96c1ec79f6a55fd3458783ff0b1683a2a93a7e","claim":"AMERICAN BATTERY TECHNOLOGY Co entered into Securities Purchase Agreement with an institutional investor valued at up to $51 million (effective 2023-08-29).","evidence_excerpt":"On August 29, 2023, American Battery Technology Company (the “Company”) and an institutional investor (collectively, the “Buyers”) entered into a Securities Purchase Agreement (the “Purchase Agreement”), pursuant to which the Company sold to the Buyers up to $51 million of a new series of senior secured convertible notes (the “Notes”).","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1576873/000149315223030708/0001493152-23-030708-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"equity purchase"},{"label":"Counterparty","value":"an institutional investor"},{"label":"Value","value":"up to $51 million"},{"label":"Effective","value":"2023-08-29"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}