secwatch.observer — SEC 8-K summary
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Issuer:     PALISADE BIO, INC. (PALI)
CIK:        0001357459
Form:       8-K
Filed at:   2023-09-11T23:59:59+00:00
Accession:  0001493152-23-032245
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 3.02, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Palisade Bio raises $1.97M in registered direct offering of 2.34M shares at $0.84/share
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- Gross proceeds of approximately $1.97 million from sale of 2,339,398 shares at $0.84 per share.
- Offering closed on September 11, 2023; proceeds for working capital and general corporate purposes.
- Ladenburg Thalmann acted as placement agent, receiving 7.75% cash fee and warrants to purchase 140,364 shares at $1.05.
- Shares offered under effective shelf registration statement on Form S-3 (File No. 333-263705).

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1357459/000149315223032245/0001493152-23-032245-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1357459/000149315223032245/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-23-032245

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