secwatch.observer — SEC 8-K summary ====================================== Issuer: AERWINS Technologies Inc. (—) CIK: 0001855631 Form: 8-K Filed at: 2023-09-13T23:59:59+00:00 Accession: 0001493152-23-032428 Event type: regulatory Sentiment: negative Materiality: 0.60 Item codes: 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 AERWINS receives Nasdaq notice for failure to meet minimum MVPHS requirement ---------------------------------------------------------------------------- - Received Nasdaq notification on Sept 8, 2023, for non-compliance with minimum Market Value of Publicly Held Shares (MVPHS) of $15M. - Deficiency based on MVPHS from July 27 to Sept 7, 2023; common stock continues trading under symbol AWIN. - Company has 180 calendar days, until March 6, 2024, to regain compliance; must have MVPHS >= $15M for 10 consecutive days. - May consider transferring to Nasdaq Capital Market, requiring application and $5,000 fee. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1855631/000149315223032428/0001493152-23-032428-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1855631/000149315223032428/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-23-032428 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer