---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-032785"
form_type: "8-K"
ticker: "UAVS"
cik: "0000008504"
company_name: "AgEagle Aerial Systems Inc."
filed_at: "2023-09-15T23:59:59+00:00"
generated_at: "2026-06-10T17:02:40.707103+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# AgEagle receives NYSE American delisting notice; exchanges warrant for 5M shares

## Summary
- NYSE American notice on Sep 12, 2023; 30-day avg common stock price below $0.20; cure deadline March 12, 2024.
- Company intends to regain compliance via reverse stock split or other measures; shares continue trading.
- On Sep 15, 2023, AgEagle agreed to issue 5,000,000 shares to Alpha Capital in exchange for cancellation of warrant (exercise price $0.44).
- Shares issued under Section 3(a)(9) exemption; no additional consideration involved.

## SEC filing metadata
- accession: 0001493152-23-032785
- form_type: 8-K
- ticker: UAVS
- cik: 0000008504
- company_name: AgEagle Aerial Systems Inc.
- filed_at: 2023-09-15T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 1.01, 3.01, 3.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/8504/000149315223032785/0001493152-23-032785-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/8504/000149315223032785/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-032785
- JSON: https://secwatch.observer/filing/0001493152-23-032785.json
- Plain text: https://secwatch.observer/filing/0001493152-23-032785.txt

## Key facts
- Listing & Compliance Notices
  AgEagle Aerial Systems Inc. received a nyse_american deficiency notice notice regarding minimum bid price (rules 1003(f)(v), 1009).
  - Exchange: nyse american
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 1003(f)(v), 1009
  source text: September 12, 2023, the Company received written notice (the “Notice”) from the NYSE American LLC (the “NYSE American”) stating that it is not in compliance with the continued listing standard set forth in Section 1003(f)(v) of the NYSE American Company Guide (the “Company Guide”) because the Company’s shares of common stock have been selling for a substantial period of time at a low price per share, which NYSE American determined to be a 30-trading day average of less than $0.20 per share. The Notice stated that the Company’s continued listing is predicated on it effecting a reverse stock spl
  evidence_url: https://www.sec.gov/Archives/edgar/data/8504/000149315223032785/0001493152-23-032785-index.htm
- Material Agreements
  AgEagle Aerial Systems Inc. entered into Warrant Exchange Agreement with Alpha Capital Anstalt valued at Exchange of warrant for 5,000,000 shares of common stock (effective 2023-09-15).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: Alpha Capital Anstalt
  - Value: Exchange of warrant for 5,000,000 shares of common stock
  - Effective: 2023-09-15
  source text: Description 10.1 Warrant Exchange Agreement dated September 15, 2023 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURES Pursuant
  evidence_url: https://www.sec.gov/Archives/edgar/data/8504/000149315223032785/0001493152-23-032785-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.