secwatch.observer — SEC 8-K summary ====================================== Issuer: Vivos Therapeutics, Inc. (VVOS) CIK: 0001716166 Form: 8-K Filed at: 2023-09-21T23:59:59+00:00 Accession: 0001493152-23-033365 Event type: regulatory Sentiment: negative Materiality: 0.80 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Vivos Therapeutics receives Nasdaq delisting notice; plans to appeal -------------------------------------------------------------------- - Nasdaq determined company failed to meet $1.00 minimum bid price as of Sept 20, 2023; delisting proceedings begun. - Also failed to meet $2.5M minimum stockholders' equity requirement as of June 30, 2023. - Company will timely appeal and request a hearing by Sept 28, 2023; hearing stays delisting pending decision. - Reverse stock split proposal on Sept 22 annual meeting agenda to regain bid price compliance. - No assurance hearing panel will grant continued listing; delisting risk remains. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1716166/000149315223033365/0001493152-23-033365-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1716166/000149315223033365/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-23-033365 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer